Sunday, April 14, 2024

Gotham City – Learning for India’s Urban Governance

 

Gotham City – Learning for India’s Urban Governance

Disclaimer - To avoid any obsession with isomorphic mimicry (Matt Andrews, 2017)  with lived global realities, the author of this piece has taken an approach of drawing parallels with the dystopian fictional city of Gotham, while also peeking into the real wisdom of 15,000 years of urban development. For the purpose of this write-up, I have also focused on what you might call as cities or urban agglomeration – not the expanse of urban areas which could be addressed in a separate of the peculiar issues of our ‘Gaon’tham (a term I have shamelessly copied from Ameya Naik, who shared vital feedback on the original version of this write-up). What flows out are symbols and solutions of hope, with acute awareness of the possibilities of what could possibly go wrong, in our urban landscapes, if these problems are not resolved on a war-footing.

“We didn’t call it New York, because we wanted anyone in any city to identify with it.” (Kring-Schreifels, 2022). That was Batman co-creator Bill Finger, explaining the origins of the name of Gotham city. In Christopher Nolan's words, Gotham was "New York on steroids” (Motamayor, 2020) and both Tim Burton and Chris Nolan had set designers who were explicitly re-creating undulated streets and over-flowing garbage cannisters, which would clearly portray this lived reality of Gotham residents.

There is something eerily familiar with the challenges of the fictional Gotham city from the Batman comics. When you look at its map versions, it will remind you of the multiple reclaimed islands that make up Mumbai, as much as it would the Americans about the New York geography. When you look at its perpetual grey skeys, you will indeed be reminded of the smoky air that embraces North India for half of the year. Its mostly underground mafia and un-inclusive development, will remind you of the problem of poverty-driven crimes that plagues our cities. The corruption in the establishment and the fall of its ‘two-faced’ heroes, give you more than enough examples for the crumbling rent-seeking in our urban development projects (the 40% contractors of Karnataka being a case in point).

The learnings from this fictional dystopia mixed with the opportunities of real economic development is what has been evaluated in the write-up below, in an aim to zero in on the effective and devolved policies that can help us navigate these challenges.


 Map of Gotham (Bat-Archivist, 1999)  Original New York (Colton, 1866)     Two centuries of Mumbai’s growth (FFC, 2006)


Pollution and its multiple accountability centres

In the opening shot of Tim Burton’s Batman, all you can see is a smothering of smog and steam – symbols of economic development and crumbling infrastructure. The stark characteristic of this air pollution is the indifference or at least the tacit silence of the residents suffering through it. Did you realise it? I just transitioned from Gotham to Delhi there. Siddharth Singh (2018), the author of The Great Smog of India talks about this ‘silence’ in great detail. The policy-paralysis on this is quite a political jamboree. The one trigger that is required is to stop treating air pollution as a state-specific issue (given where most of the noise comes from), but an issue which requires an multi-state committee to oversee the implementation. Of course, before adding a new bureaucratic layer, what is first required is either early harvesting of the Kharif crop (September) or late sowing of the Rabi crop (November) – which requires policy-decisions to get the right seed variety that can sustain this growing requirement.

At a larger level on ecological preservation and pollution in general, inter-state bodies (like the NCR Planning Board) and national tribunals (like the National Green Tribunal) will need to take centre-stage to ensure that beyond just the principle of “polluter will pay”, the polluters will also be taking proactive steps in “reducing harm” in the first place. The policy will need to be lopsided on financial incentives for technological changes that reduce this harm, rather than only regulations which focus on penalisation for inflicting a negative externality, as a post-mortem (see Singh, 2018).

Crime, bahubaalis and electoral bonds

Crime in urban sprawls continues to be a challenging menace.

In Gotham, "Penguin is the Gentleman of crime. Manipulating public perception to elect him as the new mayor. Penguin, in other words, was a classic villain who police could not bring to justice."

(Mak, n.d.)

 

Is truth stranger than fiction? (left) The Joker faces off with Batman in the Dark Knight series (Dark Knight, 2008), and (right) a shooter at a Delhi CAA rally facing protestors (Reuters, 2020) – The rule of law is conspicuous by its absence in both cases

There are examples abound of such gentleman of crime who have taken over the political landscape of India, both in rural and urban conclaves. In such circumstances, the Batman for us are the civil society activists and often just citizens in general, who call out hate, crime and corruption and get caught up in the mess (just like Batman, get framed by the Penguins for the murder of the innocent Ice Princess). To take inspiration from Milan Vaishav, the author of When Crime Pays, who says how supporters of criminal politicians say that these politicians don't really carry out the murders themselves, but, ‘manage’ these murders (Srinath, 2018).

When the voters suffer this form of a Stockholm-syndrome, one has to probe further and double-click to realise that the primary reason such “bahubalis” win votes is not just their money and muscle power, but, in the absence of an effective and administratively feasible policy, their vital ability to leverage this to provide basic urban utilities, facilities and safety to the voters. The structural policy-answers to this are currently in murky waters – starting with undoing the “electoral bond” legalisation of infinite and anonymous donations, can be a good starting point for this exercise. This will not only ensure the rule of law, but, also more institutional inclusive safety net for the citizens in general.

Migrating into the poverty of the slums

The Narrows of Gotham city, as seen in Batman Begins, are an inspiration from the Kowloon Walled City of Hong Kong, and are a symbolism of how corruption has eaten the city to its core, with no literal and figurative breathing space that remains in its narrow alley-ways.

The Narrows of Gotham City, as seen in the climax of the first movie of the Dark Knight series (Batman Begins, 2005)

The allegory can be very much drawn with the Dharavi slums of Mumbai or the region of Talkatora and Munirka in Delhi. Or as Diedre Mask (Mask, 2020) puts it succinctly in her book The Address Book (What Street addresses reveal about identity, race, wealth and power), on how the residents of the Chetla slums of Kolkata (which has 13 people living per 450 sq.ft) have been suffering for the lack of “formal addresses” of their settlements. This leads to lack of access to bank accounts, loans, pensions and even an Aadhar card.

If there is a single-minded focus that policy-makers can have in these “bastees” and slums, it is to provide them street addresses and house numbers, which boost democracy quite dramatically, by letting them make Aadhar card, register as voters, get access to public utilities like water and electricity – in general, just have a more socio-economically equitable life. There was nothing more of a celebration of inclusivity, than when Google partnered with the NGO Addressing the Unaddressed to help put their addresses and hence their identities on the global map! Just like Gotham, which has needed its Leslie Thompkins and Edward Nygma (The Riddler), to save the residents of Narrows from disappearing from the establishment’s periphery (Anon., 2023).

State capacity fails in such areas of high-densities in urban slums. If we have to prevent anarchist interventions like those of Gotham city residents like Riddler (Anon., 2023) for its slum-dwellers - our proposed public policy interventions should be classified somewhere between the realm of carrying out a nudge and or being a financier – to help the poor weather over their existential storms. “Just not doing anything”, in the fear of legitimising “illegal” migrants, is no longer an option.

Urban Planning and Devolution of powers

The most acute challenges arise from the fact that there are multiple government line departments who execute projects in the same city confines where the municipality is also doing part of its work. Unlike the American cities, where a central Mayor runs the aggregated show and accountability, Indian cities suffer due to either the lack of a larger master-plan or the co-ordination issues that stem from the lack of unified accountability, which can evaluate and implement the inter-linkages between housing, electricity, water, roads and transportation; while deciding on its larger policies.

The base inspiration for Gotham city for its multi-media creators across the past few decades has kept shifting from New York, Chicago, Pittsburgh, Detroit in USA to now the UK cities of Liverpool, Manchester and Glasgow for the escapades of Robert Pattinson’s Batman (Hewitt, 2023), but, the issues plaguing the city has remained the same in the form of poverty, corruption and the access to public utilities and city infrastructure in general for the wider populace.

Artha Global (erstwhile IDFC Institute) has been at the forefront of researching the increasing urbanisation of India, a theme that Devashish Dhar (Dhar, 2023) vociferously calls out in his book India’s Blind Spot). Artha Global in its reports has talked about the most effective example of urban planning paving the way for growth – that of New York, which was a small town in 1811, and then with a Commissioner’s Plan laid out a notional grid to be followed for its expansion. That is what ensured its systematic growth for almost a century, before planners lost track and let the fringes be developed in a very haphazard manner (similar to Delhi’s planning downturn). The consequence of this New York suffers to date, and hence interestingly ended up being the inspiration for Gotham city itself – a city of former glory, now degrading and imploding upon itself!

Hence, with this hindsight, a mega planning rehaul for urban cities needs to be the central focus of policy-makers. They will have to compensate for land and use re-allocation, just like the authorities in New York did back in the early 19th century. Most importantly, they will have to give teeth to the ULB’s (Urban Local Bodies) like the municipalities to have devolved power, accountability, budget, resources to make this happen - and not multiple other line departments, national bodies and parastatal bodies causing the current jumbling up of responsibilities and resources. More importantly our urban expanses need their own elected Mayors. This gaping hole is even more evident, when we realise that the practice of having Mayors exists only in the few states of Chhattisgarh, Haryana, Jharkhand, Uttar Pradesh and Uttarakhand. The work done by Praja in its Urban Governance Index is a vital reference point to understand such gaps (Praja, 2020).

For our cities and urban agglomerations, this malaise of parastatal-parasites must be gotten rid of, once and for all.

 

(left) An 1817 Grid Map of New York City (Prior&Dunning, 1817) , and a view of Delhi’s urban planning (right) which started & then got stuck in time (GoogleMaps, n.d.)

David Harvey (Harvey, 2012) in his book Rebel Cities : From the Right to City to the Urban Revolution has covered the need for local bodies in extensive details in his book on the historical growth of cities. As David himself cites, Elinor Ostrom, famous for her own book on collective ingenuity, Governing the Commons, once ended one of her papers prepared for a Global Climate Change conference with a need for organising and enforcing urban solutions at the lowest common denominator of jurisdiction of public bodies. The stand-out line from the speech being

“Municipalities are more than just providers of services. They are democratic mechanisms through which territorially based communities of people govern themselves at a local level.”

(Harvey, 2012)

The balance of governance with economic opportunities

Gotham’s economic landscape was almost an oligopoly, with most industries and sectors being controlled either by Wayne Enterprises or Lex Corp, with S.T.A.R. Labs being a third player in this mix (Anon., 2023). Gotham as a city continued to be heavily manufacturing-driven, which is what also explained a lot of its income disparities, ghettoization and social upheavals. India, has had an upper hand on that front. In India, our cities have greatly benefited by the onset of the services sector, more specifically the IT and ITES industry, and upon a further deep-dive the start-up eco system in general. Satellite towns like Noida and Gurgaon around Delhi, or Navi Mumbai and Thane around Mumbai, or stand-alone cities like Pune and Hyderabad, and with the new wave of Venture Capital investments even smaller urban towns like Jaipur and Indore are taking a share of the pie. Bangalore and Delhi are already starting to feature in the top 10 cities for VC investments. But, a vital point to note here, that this is still limited to certain geographies in the country, and is not a development model that has been successfully adopted and implemented by all (or even most) states.

Innovation, as the author Andrew Wear (2020) says in his book Solved (how other countries cracked the world’s biggest problems, and we can too),

“Innovation is not generated by market forces alone. The government’s role – as funder of research, financer of commercial risk early in a company’s journey, as customer and partner in city development – is critical. Well crafted regulations can give the market confidence, and creates the incentives that drive private sector innovation”.

(Wear, 2020)

And all of these developments will come to nought, if public transportation is not improved on a war footing in our urban areas. Otherwise, the paradox of Bangalore’s Silicon Valley (visualised in the two images below), will end up becoming the new reality of every other urban locality – where historic water bodies are drying up, and traffic jams only getting worse by the day – primarily due to the un-planned, almost amoebic development of the urban area in all directions.



The Paradox of Bangalore’s Silicon Valley: The city of missing lakes and traffic jams
(left) (AswathyHoneylal, 2015) and (right) (Masood, 2016)

It is not for nothing that even after 15,000 years of urban life and death, governance of our burgeoning cities still remains a chronic problem. Economic development and targeted government policies to encourage the same, can help reduce a lot of socio-economic disparities that reflect in the slums and ‘bastees’ of our existing cities. This action will need to be complimented with a comprehensive plan for urban development that will have to be executed by a single accountable government body – this devolution of power to the Urban Local Bodies will need to be a mandate from central policy-makers, leaving aside their political differences.

In the Christopher Nolan trilogy for Batman, as we move from the movie Batman Begins to the Dark Knight trilogy, we realise that “corruption can never end in Gotham, so the criminals move away from the slums and into the skyscrapers, banks and police precincts.” (Motamayor, 2020). It is exactly why addressing just a single part of this development-governance network will never be enough.

So, lest we aim to let our cities turn into a 21st century Gotham City, the reformation of Urban Planning has to cross the realm of imagined realities into an actionable necessity.

 

References

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